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This program fulfills the requirement for CFP Board approved Ethics CE. It has been designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct effective October 1, 2019.
Learning Objectives:
- Understand the structure and content of the revised Code and Standards, including significant changes from prior rules.
- Describe CFP Board’s Fiduciary Duty.
- Identify material conflicts of interest and how to avoid, or fully disclose, obtain informed consent, and manage them.
- Understand the duty to report to CFP Board and the duty to cooperate.
- Identify the practice standards when providing financial advice that requires financial planning or financial planning.
- Understand the duty to provide information to clients when providing financial planning and/or financial advice.
