We will discuss a range of topics including:
+ Outstanding applications and what firms should do next if they still have pending Senior Manager applications with the FCA
+ Fitness and propriety (F&P) assessments including challenges firms are facing regarding process and determining which individual should be signing off on senior management’s F&P
+ Regulatory references including what information to include within a regulatory reference for an outgoing members of staff subject to the transitional provisions of the SMCR
+ Changes to Senior Manager documentation
+ New certification staff arriving at the firm between now and December
+ Conduct Rule breaches including information on our new conduct rule breach hotline (more detail below)
+ The Directory and reminding firms of the key requirements and deadlines this year
Supported Browsers for the Audience
For PCs running Windows 7 or newer: Google Chrome v58+, Mozilla Firefox v53+, Microsoft Edge Browser v38+ and Microsoft Internet Explorer 11*. (* Windows 7 with IE11 does not support MPEG-DASH streaming. This configuration will fall back to Flash for streaming media.)
For Macs running Mac OS 10.10 or newer: Google Chrome v56+, Mozilla Firefox v53+ and Safari v10.1+
ON24 also supports an HTML5 webcast experience on iOS and Android smartphones and tablets using HTTP Live Streaming (HLS).
Note to Safari Users: Apple has added an autoplay blocking feature to the Safari browser. A Play button will now display when launching the webcast. Attendees will click Play to view the webcast. Future visits to the ON24 domain will not be blocked.