Regulation Best Interest (Reg BI), the most significant change to suitability regulations in 20 years, is just around the corner. Is your firm Reg BI-ready?
The countdown is on!
Starting in July 2020, your firm will have to monitor all broker-dealer communications through the lens of Reg BI – an extremely challenging task with today’s manual processes and disjointed technologies.
View this webinar to get the advice you need to tackle Reg BI with confidence. Our panel of regulatory compliance and technology experts from NICE Actimize and Bates Compliance will discuss new tools, technology, and process changes to help your firm comply with Regulation Best Interest.