The FINRA Expungement Process:
Tips, Tricks, and Recent Developments
Ulmer further explores the world of FINRA by discussing the expungement process from beginning to end. Join Christopher D. Seps for a live webinar to learn more about removing customer complaints, procedural steps governing the FINRA expungement process, obstacles that registered reps may encounter in the expungement process, and the status of pending rule changes related to the expungement process.
CLE Credit + On Demand: This webinar is approved for 1 hour of general continuing legal education credit in Illinois, Ohio, and Pennsylvania and pending approval for 1 HR (General) recertification credit through the HRCI for the live and on-demand viewings.
Questions? Contact: Abi Luempert, Events Manager, firstname.lastname@example.org, 216.583.7302