Title: FCA Enforcement in Context
Date: 21st April 2020
Time: 3pm (BST)
Duration: 1 hour
The session is intended to serve as an introduction to subsequent, regular (quarterly) updates on FCA enforcement action. This session will provide an overview of enforcement policy and how this has changed over the last decade.
It will consider FCA priorities and examine the current and historic balance of work. It will also provide a brief introduction to the enforcement process, including the appeal mechanisms.
We will also look at the common factors in enforcement cases.
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