Title: Ensuring Trade Compliance Continuity in Uncertain Times
Now available on-demand (after registration)
With the recent news surrounding the spread of COVID-19, business contingency planning is already well underway at most financial services organizations.
Many companies are exploring the option of having employees work from home as a precautionary measure, both for their own safety and for business continuity as well. But for firms with regulated users, especially trading floors, this can present some perplexing challenges. For example, how can you maintain the same controls on the trading floor in a virtual (home) environment? Your firm also needs to stay in step with record-keeping, surveillance and other regulatory controls and requirements.
Need assistance with business continuity planning? Join our experts for this Remote Trading Roundtable. We’ll discuss the regulatory implications, highlight how other leading firms are addressing this unique situation, and share best practices to assist with your business continuity planning.
Have a schedule conflict? Register and we’ll send you a link to the on-demand webinar._1590979079633