Welcome to this On-Demand webcast replay.
Our April 21 webcast will feature Steve Johnson, Vice President and Associate General Counsel for Charles Schwab & Co., Inc. Steve has represented the financial services industry for more than 25 years. He is currently Enterprise Counsel for Schwab Advisor Services™ and Schwab’s Digital Services organization.
Steve will provide expert guidance and insight on the following topics:
Navigating the current environment
Receive an update on the latest regulatory initiatives amidst COVID-19 including:
Key exam priorities for 2020
Hear more about what’s top of mind for regulators including:
Additional regulatory hot topics and reminders
Hear what else is on the regulatory horizon including:
The webcast will include an interactive Q&A session and is eligible for CE credit.
Vice President and Associate General Counsel
Charles Schwab & Co., Inc
Business Consulting and Education
Schwab Advisor Services
As a CFP Board-registered CE sponsor, Charles Schwab & Co., Inc., will submit a list of event/Webcast attendees electronically to the CFP Board within 30 days after a program has been completed. CFP Continuing Education (CE) Attendance forms will be submitted via electronic Web form.
CFP Board requires either your CFP Board ID number issued with your initial certification, or the last 4 digits of your social security number for validation.
Education credit towards the CFP designation is available for participating in the live event. Instructions on obtaining credit will be announced towards the end of the live presentation.
In accordance with the standards of the Certified Financial Planner Board of Standards, continuing education credit has been granted for this course based on a 50-minute hour. Charles Schwab & Co., Inc., is registered as a Program Sponsor with the Certified Financial Planner Board of Standards.
This material is not meant to provide regulatory, legal, tax or compliance advice. Please consult professionals in these fields to address your specific circumstance.
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