Program
In this 60-minute webcast, John Sikora, Partner at Latham & Watkins and former SEC Assistant Director in Enforcement and the Asset Management Unit provides an insider’s view on:

• The re-tooled SEC -  A smarter SEC takes on big data analytics
• The New Era of Creative and Aggressive Enforcement -  The “broken windows” approach to enforcement and the lower bar for SEC actions
• Hitting and Avoiding the SEC’s Radar Screen – Practical tips for avoiding compliance issues and enforcement action

On-Demand MCLE Credit: Latham & Watkins certifies that this activity has been approved for MCLE credit by (i) the State Bar of California in the amount of 1.00 hour of general credit and (ii) the State Bar of New York in the amount of 1.00 hour of areas of professional practice credit and is non-transitional and not appropriate for newly admitted attorneys.